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Process, Policies compliance audit services



What is a Compliance Audit?

It is imperative to understand that a compliance audit is a comprehensive assessment of how well an organization adheres to regulatory guidelines. In the course of a compliance audit, compliance preparations, security policies, user access controls, and risk management procedures are evaluated in relation to their strength and thoroughness.

Compliance audits vary in their scope and content based on certain factors, such as an organization's size, whether it is a public or private company, the types of data it handles, and whether sensitive financial information is transmitted or stored.

A compliance audit under the Sarbanes-Oxley Act requires, for example, that all electronic communications are backed up and secured in a manner that is reasonable when it comes to disaster recovery. A health insurance provider who stores or transmits e-health records, including personal health information, is subject to the laws and regulations of the Health Insurance Portability and Accountability Act. Moreover, companies that provide financial services and transmit credit card information are subject to the requirements of the Payment Card Industry Data Security Standard.

In each of these cases, organizations must be able to demonstrate compliance by submitting an audit trail, which is often generated using data from event log management software, as well as submitting audits on an internal and external basis.


How will RK Associate help you in the Compliance Audit?

RK Associates provides the Process, Policies Compliance Audit Services with the PAN India presence. In our expert, auditors compliance audits the policies and processes of the business by which we can appraise the strength and thoroughness of compliance preparations, security procedures, user access controls, and threat operation procedures. We first examine whether the company is private or public, what types of data it handles, and if it transmits or stores sensitive monetary data. 

In each of these cases, associations must be suitable to demonstrate compliance by submitting an inspection trail, which is constantly generated using data from event log administration software, as well as submitting inspections on an internal and external base.




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